Compliance & Regulation

MiFID II Transparency

Please follow this link to access Trad-X Pre and Post trade transparency data; our UK MTF MIC code is TRDX, EU MTF is TRXE

Best Execution Reports RTS 2017

Best Execution Reports for the previous two quarters are available here.

Rulebook, Market Making and Prices

Latest Trad-X UK MTF RulebookDownload PDF
Latest Trad-X EU MTF RulebookDownload PDF
Trad-X Rate CardDownload PDF
Trad-X Market Making AgreementDownload PDF
Trad-X MMS EUR EurexDownload PDF
Trad-X MMS EUR LCHDownload PDF
Trad-X MMS GBP LCHDownload PDF
TSAF OTC participantsDownload PDF

SEF

Rulebook:http://www.traditionsef.com/regulatory/filter/rulebook/all/all
Rulebook Amendments: http://www.traditionsef.com/regulatory/filter/rule_amendment/all/all
Submissions: http://www.traditionsef.com/regulatory/filter/submission/all/all
Trad-X Platform Supplement: http://www.traditionsef.com/assets/regulatory/Rulebook-Trad-X-Platform-Supplement-v-1.3.pdf
Appendix AIRS Product Listing: http://www.traditionsef.com/assets/regulatory/Rulebook-Appendix-A-v3.pdf

Group Compliance

Privacy Policy: https://www.tradition.com/privacy-policy.aspx
Conflicts of Interest Policy:https://www.tradition.com/media/file/PDFs/2009%2002%20Group%20Conflict%20of%20Interest%20Policy.pdf
Group Code of Ethics: https://www.tradition.com/media/222950/group_code_of_ethics_june_2015.pdf
Risk Disclosure Statement: https://www.tradition.com/media/42125/riskdisclosurestatementsept2007.pdf
Anti-Corruption Codeof Conduct: https://www.tradition.com/media/294214/Tradition%20Anti-corruption%20Code%20of%20Conduct.pdf
Tradition ModernSlavery & Human Trafficking Statement:https://www.tradition.com/media/308605/Tradition_Modern_Slavery_adnd_Human_Trafficking_Statement_2018.pdf